First seen by our source: 8 hours ago
Associate Advisor/Financial Planner
@ Raymond James Ltd.
Waterloo, Ontario
Overview
Raymond James Ltd. is hiring an Associate Advisor/Financial Planner to work with advisors at BLA Private Wealth on client relationships, portfolio management and wealth planning. The full-time, in-office role is salaried with benefits and a possible annual bonus, with no sales targets. Candidates need at least 3 years of investment or wealth management experience and CSC, CPH and WME completion.
Responsibilities:
- Prepare client meetings through account analysis and portfolio reviews
- Assist advisors with investment and wealth management strategies
- Support portfolio construction, trading and rebalancing
- Prepare client reports and presentation materials
- Coordinate client service requests and onboarding
Requirements summary:
- Minimum 3 years of investment or wealth management experience
- CSC, CPH and WME completed
- Eligible for CIRO Registered Representative registration
- Advanced Microsoft Office and Excel skills
- Preferably $8-10 million in assets under management
Tools & skills
Source and dates
Employer career site / ATS feed · taleo
- Employer posting date
- Not provided
- First seen by our source
- 2026-11-06
- Source record updated
- 2026-11-06
These dates describe the source record, not a live verification that the employer is still hiring. Check the original posting.
Job details
| Seniority | Mid level |
| Department | Business operations |
| Experience | 3+ years |
| Hours per week | 40 (estimated) |
| Travel | air: none · ground: none |
| Work setting | Office |
| Position | Mostly sitting |
| Physical demands | physical low · computer high |
| Languages | English |
| Licences & certifications | CSC, CPH, WME, CIRO Registered Representative |
| Perks mentioned | Performance bonus |
Summary and details written by AI from the posting; the employer’s posting is the authority.
Raymond James Ltd.
Saved company profile
Historical company information from a saved The Jobs API profile (LinkedIn/Crunchbase fields). It is not live-verified; figures may have changed. Missing values remain unknown.
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Full company description
Raymond James Ltd. is the Canadian subsidiary of Raymond James Financial, Inc., one of North America’s leading independent financial services firms. Established in 1962, our parent firm became publicly traded in 1983 and is listed on the New York Stock Exchange under the ticker symbol RJF. Operating in Canada since 2001, Raymond James Ltd.’s roots extend back more than 170 years through predecessor firms that helped shape Canada’s financial landscape. In 2016, the combination of Raymond James Ltd. and 3Macs (MacDougall, MacDougall & MacTier Inc.), founded in 1849, further strengthened our private client business and helped establish Raymond James as Canada’s largest independent investment dealer. Today, we are a proudly Canadian firm providing personalized wealth solutions to individuals, families and institutions nationwide. Our client‑first philosophy is guided by four core values: putting clients first, acting with integrity, thinking long‑term and valuing independence. Our vision—to be a firm as unique as the people we serve—shapes our culture, our partnerships and how we support advisors and associates. We believe diverse perspectives, meaningful relationships and a culture of independence drive better outcomes for clients and communities alike. Raymond James Ltd. is a member of the Canadian Investor Protection Fund (CIPF).
- LinkedIn followers
- 60,004
- People associated on LinkedIn
- 1,518
- Reported office locations
- 40 King Street west. P.O. Box 415, Toronto, ON M5H 3Y2, CA
- Cathedral Place, Vancouver, BC V6C 3L2, CA
- Business categories
- Wealth Management
- Finance
- Financial Services
- Other recorded names
- Raymond James
- Raymond James Ltd.
- Specialties
- Investments
- Estate Planning
- Financial Planning for individual and institutional clients and corporate issuers.
- trusts
- and Insurance
- Profile identifies a recruitment agency
- No
- Reported total investment
- 0
Currency and observation date were not supplied; this is not a current valuation or a funding round.
Raymond James Ltd. is the Canadian subsidiary of Raymond James Financial, Inc., one of North America’s leading independent financial services firms. Established in 1962, our parent firm became publicly traded in 1983 and is listed on the New York Stock Exchange under the ticker symbol RJF. Operating in Canada since 2001, Raymond James Ltd.’s roots extend back more than 170 years through predecessor firms that…
| Field | Value |
|---|---|
| Industry | Financial Services |
| Company size | 5,001-10,000 employees |
| Headquarters | Toronto, ON |
| Organization type | Public Company |
| Year founded | 2001 |
| Specialties | InvestmentsEstate PlanningFinancial Planning for individual and institutional clients and corporate issuers.trustsand Insurance |
| Open jobs on Jobsy | 82 |
| View page |
At BLA Private Wealth, we help successful individuals, professionals, business owners and families build, preserve and transition wealth through disciplined investment management and thoughtful planning.
Our practice is built on a personalized approach that integrates portfolio management, tax-efficient wealth strategies, retirement planning, estate considerations, and cross-border expertise for Canadian and U.S. clients.
As our team continues to grow, we are seeking an experienced and highly motivated Associate Advisor/Financial Planner to work closely with our advisors in delivering exceptional client experiences and supporting all aspects of the wealth management process.
This position is a salaried position with benefits and potential for annual bonus. This provides you the freedom to help clients without the pressure of sales targets. This is a full time in office position.
What You Will Do
As an Associate Advisor, you will work directly with advisors and play an integral role in the management of client relationships and investment portfolios.
Key responsibilities include:
- Prepare for client meetings through account analysis, portfolio reviews and ongoing monitoring
- Assist advisors in implementing investment and wealth management strategies
- Support portfolio construction, trading, rebalancing and investment execution activities
- Conduct investment research and portfolio analysis as required
- Prepare client meeting materials, reports and presentation packages
- Coordinate client service requests and ensure timely follow-up on client needs
- Maintain accurate client records and workflows using internal systems
- Assist with onboarding new client relationships and account transfers
- Support business development initiatives, client events and referral opportunities
- Provide exceptional service and proactive communication to clients and professional partners
Qualifications
- Minimum 3 years of experience in the investment or wealth management industry including speaking directly with clients and conducting one on one client meetings
- Completion of the Canadian Securities Course (CSC), Conduct & Practices Handbook (CPH), and Wealth Management Essentials (WME)
- Eligible for or currently registered as a CIRO Registered Representative (RR)
- Strong understanding of portfolio management, investment products and financial markets
- Exceptional verbal and written communication skills
- Ability to manage multiple priorities in a fast-paced environment
- Advanced proficiency with Microsoft Office, particularly Excel
- Legally entitled to work in Canada
- Preferably with minimum assets under management of $8-10 million
- Insurance licensed is an asset
- Have or be working towards the CFP, CIM or CFA designations
Most importantly, you are looking for more than an administrative role. You want to be actively involved in the investment management and client relationship process while continuing to develop as a wealth management professional.
What We Offer
- Competitive base salary based on experience
- Annual bonus opportunity
- Direct mentorship from experienced advisors
- Exposure to sophisticated wealth management strategies
- Opportunity for long-term career growth within the advisory profession
- A collaborative and entrepreneurial team environment
- Convenient Waterloo office location
To Apply
Please submit your resume and a brief cover letter outlining your experience in wealth management, investment research, portfolio administration, and client service.
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