First seen by our source: 1 hour ago
Compliance Officer
@ Financial and Consumer Services Commission
Fredericton, New Brunswick
Overview
Financial and Consumer Services Commission is hiring a full-time Compliance Officer for its Insurance team in Fredericton, reporting to the Senior Compliance Officer. The role conducts compliance reviews and examinations of insurers, licensed agents and brokers under the Insurance Act. Salary is $75,482 to $103,787 annually.
Pay:
$75,482–$103,787 a year
Responsibilities:
- Conduct compliance reviews and examinations of insurers and intermediaries
- Examine financial, legal and corporate records for breaches
- Manage compliance concerns and allegations
- Support compliance policy development
- Build relationships with regulators and industry stakeholders
Requirements summary:
- University degree in business, commerce, law or similar
- 3 to 5 years compliance experience in regulatory or audit setting
- Analytical thinking and sound judgment
- Effective communicator with solid interview skills
- Bilingual French and English
Tools & skills
Source and dates
Employer career site / ATS feed · adp
- Employer posting date
- Not provided
- First seen by our source
- 2026-11-13
- Source record updated
- 2026-11-13
These dates describe the source record, not a live verification that the employer is still hiring. Check the original posting.
Job details
| Seniority | Mid level |
| Department | Legal & compliance |
| Experience | 5+ years |
| Hours per week | 40 (estimated) |
| Travel | ground: minimal |
| Work setting | Office, Client sites |
| Position | Mostly sitting |
| Physical demands | physical low · computer high |
| Languages | English, French |
| Education | Bachelor’s degree (required) |
| Fields of study | Business Administration, Commerce, Law |
Summary and details written by AI from the posting; the employer’s posting is the authority.
Financial and Consumer Services Commission
Saved company profile
Historical company information from a saved The Jobs API profile (LinkedIn/Crunchbase fields). It is not live-verified; figures may have changed. Missing values remain unknown.
Full company description
The Financial and Consumer Services Commission of New Brunswick provides New Brunswickers with the knowledge, skills, and confidence to make informed spending and investing decisions. We inform, educate, and protect more than 850,000 consumers through regulation and financial education, and we regulate 44,000 industry participants who make their living working with New Brunswickers’ money. As the province’s financial and consumer services regulator, we are responsible for the administration and enforcement of provincial legislation that regulates securities, insurance, pensions, credit unions, trust and loan companies, cooperatives, and more. ********************************** La Commission des services financiers et des services aux consommateurs du Nouveau-Brunswick aide les Néo-Brunswickois à acquérir les connaissances, les compétences et la confiance nécessaires pour prendre des décisions éclairées en matière de dépenses et d’investissements. Nous visons à protéger les quelque 850 000 consommateurs du Nouveau-Brunswick en fournissant des services d’information, d’éducation financière et de réglementation. Et nous réglementons les activités des quelque 44 000 professionnels des secteurs réglementés qui gagnent leur vie en travaillant avec l’argent des Néo-Brunswickois. Nous sommes l’organisme provincial chargé de réglementer les services financiers et les services aux consommateurs. À ce titre, nous administrons et appliquons la législation provinciale qui régit les valeurs mobilières, les assurances, les pensions, les caisses populaires, les sociétés de prêt et de fiducie, les coopératives et les autres services financiers et services à la consommation qui relèvent de notre compétence.
- LinkedIn followers
- 1,207
- People associated on LinkedIn
- 88
- Reported office locations
- 85 Charlotte Street, Suite 300, Saint John, New Brunswick E2L2J2, CA
- 225 King Street, Suite 200, Fredericton, New Brunswick E3B1E1, CA
- Business categories
- Consulting
- Professional Services
- Other recorded names
- Financial and Consumer Services Commission
- FCNB.ca
- Specialties
- Regulation
- Education
- and Protection
- Profile identifies a recruitment agency
- No
- Reported total investment
- 0
Currency and observation date were not supplied; this is not a current valuation or a funding round.
The Financial and Consumer Services Commission of New Brunswick provides New Brunswickers with the knowledge, skills, and confidence to make informed spending and investing decisions. We inform, educate, and protect more than 850,000 consumers through regulation and financial education, and we regulate 44,000 industry participants who make their living working with New Brunswickers’ money. As the province’s…
| Field | Value |
|---|---|
| Industry | Financial Services |
| Company size | 51-200 employees |
| Headquarters | Saint John, New Brunswick |
| Organization type | Government Agency |
| Specialties | RegulationEducationand Protection |
| Open jobs on Jobsy | 4 |
| View page |
FCNB is a leader in integrated financial and consumer services regulation. FCNB’s mandate is to protect consumers and enhance public confidence in the financial and consumer marketplace through the provision of regulatory and educational services. With offices in both Fredericton and Saint John, it is responsible for the administration and enforcement of provincial legislation regulating mortgage brokers, payday lenders, real estate, securities, insurance, pensions, credit unions, trust and loan companies, cooperatives, unclaimed property, and a wide range of consumer legislation. The Commission is a self funded Crown corporation responsible for the administration and enforcement of financial consumer services legislation.
We offer opportunities for dedicated professionals to play a vital role in carrying out our mandate.
Compliance Officer – Insurance (Fredericton office)
We are looking for a Compliance Officer to join our Insurance team. Reporting to the Senior Compliance Officer, you will conduct compliance reviews and examinations to help ensure insurers, licensed agents, brokers and other intermediaries are meeting their regulatory obligations. From reviewing business and financial records and conducting interviews and site visits, to working with industry and regulatory partners, you will play an important role in identifying potential compliance concerns and promoting strong industry practices.
Your Focus
Regulatory Administration
- Conduct compliance reviews and examinations to assess compliance with the Insurance Act, its rules and regulations, and other applicable legislation.
- Examine and analyze financial, legal, corporate and business records and industry practices to identify potential breaches or areas of non-compliance.
- Manage compliance concerns and allegations in a timely and consistent manner, following established procedures and performance standards.
- Provide guidance and advice to stakeholders to promote compliance, strengthen awareness and reduce the risk of fraud and non-compliance.
Policy and Planning
- Support the development, implementation and review of compliance policies and procedures to address allegations of non-compliance.
- Research emerging compliance issues and industry risks and develop recommendations and processes to address areas of concern.
- Maintain processes for compliance reporting and for tracking complaints, allegations, reviews and investigations.
- Share information on emerging compliance issues and best practices while maintaining appropriate documentation and protection of compliance information.
Stakeholder Relations
- Build and maintain collaborative relationships with insurers, licensed intermediaries, financial institutions, enforcement agencies, legal representatives, regulatory bodies and the public.
- Provide education and information to stakeholders to promote compliance and awareness of regulatory requirements.
- Collaborate with regulatory partners across Canada to address common issues, share best practices and support compliance initiatives.
- Represent New Brunswick on national regulatory committees and respond to inquiries from industry, government, legal representatives and the public.
What you bring
· University degree in Business Administration, Commerce, Law or similar discipline
· 5-10 years of industry experience
· 3- 5 years compliance related experience within a regulatory, enforcement, audit or compliance environment with demonstrated competencies in analytical thinking
· Good problem-solving skills using sound judgement by exercising tact and discretion
- Effective communicator in both collegial and adversarial situations with solid interview skills
- Highly analytical and results oriented use sound judgment
- Bilingual (French and English)
Additional Strengths
- Experience in conducting investigations, and compliance reviews would be an asset
The Financial and Consumer Services Commission offers a competitive salary and benefit package as well as excellent opportunities for personal growth and challenge. Salary will be commensurate with experience. If you are interested in being a key part of this team, please forward your résumé and covering letter.
Salary Range: $75,482 to $103,787 (annual compensation)
For more information about this position please visit our website at www.fcnb.ca or call the Talent Acquisition Specialist at (506) 643-7790.
Please note that only candidates selected for further evaluation will be contacted.
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