Regional Manager, British Columbia
Vancouver, BCWellington Altus Branding
Candidates need senior sales leadership experience, coaching and supervision skills, and experience in financial services. CIRO licensing is an asset, along with strong MS Office and problem-solving skills.
MS Office, Word, Excel, PowerPoint, Teams, Outlook
Senior Compliance Specialist
Calgary, AB +1Wellington Altus Branding
3+ YOECandidates need coaching, training and testing skills, strong communication, and experience in a compliance or regulatory setting, ideally at least 3 years. Knowledge of the financial services industry, CIRO and provincial securities regulators is needed, and a business degree or CSC is an asset.
Power BI, Excel, Word, PowerPoint, Teams, Outlook
Administrative Associate (West Oak Family Office)
Calgary, ABWellington Altus Branding
2+ YOECandidates need a business, finance or similar degree, or equivalent experience, with at least two years in an administrative or operational role. Strong Microsoft Office skills, attention to detail and confidential handling of client information are essential.
CRM system
Associate (West Oak Family Office)
Calgary, ABWellington Altus Branding
5+ YOECandidates need 5+ years in a direct client support role in wealth management, a bachelor's degree, and Registered Representative licensing in good standing. Strong communication, organization and investment compliance knowledge are required.
Microsoft Excel, Conquest, Maximizer
Senior Compliance Analyst
Toronto, ONWellington Altus Branding
2+ YOECandidates need a bachelor's degree or equivalent experience, plus 2 to 5 years with a CIRO dealer member or bank, including one year in a sales assistant, compliance or operations role. Supervisory experience, wealth management experience and CSC/CPH or CIRE credentials are assets.
Regulatory compliance, Reporting, Internal auditing, Documentation, Participate in training sessions, CIRO