Compliance Officer, RJLU
Toronto, ON +1$70k–$80k/yrFull Time
Raymond James Ltd.
2+ YOECandidates need at least 2 years in the financial industry, including supervision or compliance, plus knowledge of FINRA and SEC rules. The posting asks for FINRA Securities Industry Essentials, Series 7 and Series 24 or willingness to complete them, and U.S. broker-dealer experience is highly desired.
Pershing NetX360