“CIRO” jobs in Canada – Page 2

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• 1mo

  Financial Advisor CIRO-ID (Urban)

  Belleville, ON

  Full Time

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ YOECandidates need current CIRO-ID investment dealer accreditation in good standing, plus a postsecondary degree or diploma or four years of relevant experience. Quebec roles also require AMF licensing and related courses.

  CIRO, Client relationship management, Financial planning, Sales, Draw up marketing and sales plan, Relationship building

  1mo

  Financial Advisor-CIRO-MFD/AMF (Relocation Assistance Available)

  Nelson, BC

  Full Time

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  1+ YOECandidates need 1 to 3 years of experience giving financial advice and building client relationships. They must hold current CIRO-MFD licensing and CSC, CIFC or IFC accreditation, and for Quebec roles AMF licensing and Registered Retirement Consultant (RRC) designation.

  CIRO, Client relationship management, Financial planning, Sales, Relationship building, CSC

  1mo

  Financial Advisor- CIRO- ID

  Edmonton, AB

  Full Time

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ YOECandidates need a CIRO-ID investment dealer licence in good standing, a postsecondary degree or diploma and/or four years of relevant experience, and strong relationship-building and sales skills. Quebec roles also require AMF licensing and the Registered Retirement Consultant designation.

  CIRO, Client relationship management, Financial planning, Sales, Draw up marketing and sales plan, Relationship building

  1mo

  Sr. Financial Advisor CIRO-ID (Urban)

  Toronto, ON

  Full Time

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ YOECandidates need a postsecondary degree or diploma and/or 4 years of relevant experience. They must hold current CIRO-ID licensing, and AMF licensing and Quebec courses are an asset for Quebec work.

  1mo

  Sr. Financial Advisor CIRO-ID (Urban)

  Thunder Bay, ON

  Full Time

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ YOECandidates need a postsecondary degree or diploma and/or four years of relevant experience, and current CIRO-ID accreditation in good standing. Strong relationship-building, networking and sales skills are needed, and Quebec roles also require AMF licensing.

  CIBC financial planning tools

  1mo

  Sr. Financial Advisor - CIRO-ID (Urban)

  Vancouver, BC +4

  Full Time

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  2+ YOECandidates need 1.5 to 3 years of experience in a financial advisory role managing their own client portfolio. They must hold current CIRO-ID registration and complete the Canadian Securities Course, plus other required courses within set timelines.

  CIRO, Client relationship management, Sales, Relationship building, CSC

  1mo

  Financial Advisor CIRO-MFD

  Whitehorse, YT

  Full Time

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  1+ YOECandidates need 1 to 3 years of experience giving financial advice and establishing client relationships. They must hold CIRO-MFD certification in good standing, or Quebec AMF licensing for Quebec roles, and be legally eligible to work in Canada.

  CIRO, Client relationship management, Financial planning, Sales, Relationship building, CSC

• 1mo

  Subject Matter Expert(s) CIRO Exams

  Edmonton, AB

  RemoteContract

  

  WeKnowTraining

  7+ YOECandidates need 7 to 10+ years of industry experience, with deep expertise in one CIRO exam area and strong knowledge of CIRO/IIROC rules. Preferred credentials include LL.B/J.D., CPA, CFA, FRM, CIM, ICD.D or equivalent.

  CIRO, Regulatory compliance, Securities, Know your customer, Record keeping, Financial statements

• 3d

  Business Conduct Compliance Examiner

  Vancouver, BC

  Full Time

  C

  CIRO

  2+ YOECandidates need a general undergraduate degree, 2 to 4 years of compliance, audit or supervisory experience with a Dealer Member or securities regulator, and successful completion of CIRO proficiency courses or equivalent. English proficiency is required, and English and French are required for Quebec-based positions.

  6d

  Senior Infrastructure Specialist, West

  Calgary, AB +1

  Full Time

  C

  CIRO

  5+ YOECandidates need 5+ years supporting production infrastructure in capital markets, financial services or trading, with knowledge of FIX and trading workflows. They also need Linux and Windows expertise, Azure experience and scripting skills in Python, PowerShell or Bash. Fluent English is required.

  Zabbix, Azure DevOps, Docker, Kubernetes, Kafka, ITIL incident management system

  7d

  Manager, Financial and Operations Compliance

  Toronto, ON

  Full Time

  C

  CIRO

  5+ YOE2+ MgmtCandidates need an accounting designation (CPA preferred), investment industry exams such as CIRE or CSC, and five years of regulatory or securities experience with at least two years leading people. Strong audit skills, IFRS and CAS knowledge, and CIRO prudential rules expertise are required.

  9d

  Trading Conduct Compliance Examiner (18 month contract)

  Montréal, QC

  Full Time

  C

  CIRO

  3+ YOECandidates need at least three years in the securities industry, ideally in compliance or a trading desk at a dealer. They need knowledge of securities rules, a solid understanding of equity and fixed income transaction processes, and full English and French bilingualism.

  UMIR, IDPC Rules

  13d

  Business Process Engineer, Innovation

  Toronto, ON +3

  Full Time

  C

  CIRO

  5+ YOECandidates need at least 5 years of business process or business analysis experience, a bachelor's degree or equivalent, and experience with AI, automation or workflow initiatives. Strong documentation, stakeholder engagement and data skills are required, and English proficiency is required, with French also required for Quebec-based positions.

  Visio, Power BI, Excel, SharePoint, Power Platform, Jira

  14d

  Member Services Coordinator (12 month contract)

  Toronto, ON +3

  Full Time

  C

  CIRO

  Candidates need to be bilingual in English and French, hold a post-secondary degree, and understand the Canadian securities industry. Strong organization, writing, relationship-building and fast-paced multitasking skills are essential.

  Mutual Fund Dealer Continuing Members Only system

  23d

  Senior Database Administrator

  Toronto, ON +3

  Full Time

  C

  CIRO

  5+ YOECandidates need 5+ years of hands-on SQL Server DBA experience and 2+ years of Postgres administration. They should also have strong SQL tuning, integration (SSIS, APIs, ETL) and incident management skills, plus experience with database encryption and Azure hybrid technologies.

  SQL Server, Postgres, Business Central, Adaptive Insights, MIS_CAM Engine, Azure Arc

  24d

  Senior Corporate Communications Specialist (Bilingual)

  Toronto, ON +1

  Full Time

  C

  CIRO

  7+ YOECandidates need a university degree in communications, public relations, journalism, marketing, political science or a related field, plus seven years of progressive corporate communications or media relations experience. Fluency in English and French and strong writing and issues-management skills are essential.

  analytics tools

  28d

  Director, Innovation

  Calgary, AB +3

  Full Time

  C

  CIRO

  10+ YOECandidates need at least 10 years of investment industry or regulatory experience, including organization-wide initiatives. They must understand emerging technologies and AI, have led Centre of Excellence models, and have managed teams and complex projects.

  CIRO, Leadership, Manage a team, Coaching, Workflow, Manage staff

  1mo

  Counsel, Business Conduct Compliance

  Toronto, ON

  Full Time

  C

  CIRO

  Candidates need a law degree or equivalent legal or regulatory experience in securities or dealer compliance, plus strong knowledge of dealer operations and the Canadian securities framework. They must also show clear analytical, writing and presentation skills.

  Regulatory compliance, Business model, Artificial intelligence, Decision making, Presentation skills, Securities

  1mo

  Senior Policy Counsel

  Toronto, ON +3

  Full Time

  C

  CIRO

  5+ YOECandidates need a law degree, good standing at a Canadian bar, and 5 to 10 years of securities-related legal experience. Strong writing, analysis and knowledge of Canadian market structure and UMIR are required.

  CIRO, Research, Securities, Regulatory compliance, Private Practice, Policy development

  1mo

  Trading Conduct Compliance Examiner

  Vancouver, BC

  Full Time

  C

  CIRO

  5+ YOECandidates need at least five years in the securities industry, preferably in compliance or a dealer trade desk. They must have completed the Canadian Securities Course and Conduct and Practices Handbook, and know securities rules and equity and fixed income trading and back-office processes.

  Regulatory compliance, CIRO, Securities, Improve business processes, Presentation skills, CSC

  1mo

  Business Conduct Compliance Examiner

  Montréal, QC

  Full Time

  C

  CIRO

  3+ YOECandidates need an undergraduate degree, the Canadian Securities Course and the Conduct and Practices Handbook exam, plus 3 years in dealer compliance, audit or branch supervision, or 3 years at a securities regulator. Full bilingualism in French and English is required.

  Regulatory compliance, CIRO, Business model, Record keeping, CSC, Securities

  1mo

  Case Assessment Analyst (12 month contract)

  Montréal, QC +3

  Full Time

  C

  CIRO

  Candidates need financial industry experience and a broad understanding of the Canadian securities industry. They must know CIRO's IDPC and MFD rules and securities reporting requirements, be strong in written and verbal communication, and be proficient in Excel, Word and Power BI.

  ComSet, Excel, Word, Power BI

  1mo

  Surveillance Officer

  Vancouver, BC +2

  Full Time

  C

  CIRO

  5+ YOECandidates need a post-secondary degree, 5 to 10 years of trading or compliance experience, and strong derivatives knowledge. Completion of the Canadian Securities and Trader Training courses is also required, and familiarity with UMIR and securities law is strongly preferred.

  trading surveillance systems

  1mo

  Web Specialist

  Toronto, ON

  Full Time

  C

  CIRO

  3+ YOECandidates need a post-secondary degree or diploma in a related field, 3 to 5 years of web or digital communication experience, and hands-on Drupal and HTML, CSS and JavaScript skills. They also need knowledge of WCAG, AODA and PDF accessibility, plus SEO and stakeholder management experience.

  Drupal, HTML, CSS, JavaScript, JIRA, Microsoft Planner

3 companies