“CIRO platform” jobs in Canada – Page 7

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• 16d

  Client Service Coordinator/Administrative Assistant

  Waterloo, ON

  Full Time

  

  Raymond James Ltd.

  2+ YOECandidates need at least 2 years of office administration experience, ideally in financial services. Strong attention to detail, confidentiality, good written and verbal communication, and MS Office skills are required; an Investment Representative licence is a strong asset.

  dealer platform, custodial platform

• 16d

  Senior Compliance Testing Analyst, Compliance Monitoring & Testing (5641)

  Toronto, ON

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  3+ YOECandidates need a university degree and at least 3 years of securities compliance experience, with strong knowledge of CIRO, MX, OSC and other Canadian securities rules. Strong data analysis, project management, written and oral communication skills are also required.

  MS Office, Excel

  18d

  Personal Banker Trainee

  Vancouver, BC

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma or one year of relevant experience, and must complete IFIC and CFSA within 12 months of hire. Strong knowledge of investing and credit, good communication, organization and time management skills, and proficiency in MS Office are required.

  MS Office

  18d

  Personal Banking Associate Trainee

  Calgary, AB

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma or 1+ years of relevant experience, and must complete Investment Funds Canada (IFC) or equivalent within 90 days. Strong customer service, communication, MS Office and banking knowledge are needed, and a post-secondary degree is preferred.

  MS Office, Excel, Word, Outlook, Branch software

  18d

  Personal Banking Associate Trainee

  Calgary, AB

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma or 1+ years of relevant experience, and must complete Investment Funds Canada (IFC) or equivalent within 90 days. Strong customer service, communication, MS Office and banking knowledge are needed, and a post-secondary degree is preferred.

  MS Office, Excel, Word, Outlook, Branch software

  18d

  Personal Banking Associate Trainee

  Calgary, AB

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma or 1+ years of relevant experience, and must complete Investment Funds Canada (IFC) or equivalent within 90 days. Strong customer service, communication, MS Office and banking knowledge are needed, and a post-secondary degree is preferred.

  MS Office, Excel, Word, Outlook, Branch software

  18d

  Personal Banking Associate Trainee

  Calgary, AB

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma or 1+ years of relevant experience, and must complete Investment Funds Canada (IFC) or equivalent within 90 days. Strong customer service, communication, MS Office and banking knowledge are needed, and a post-secondary degree is preferred.

  MS Office, Excel, Word, Outlook, Branch software

  19d

  Personal Banking Associate

  Calgary, AB

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma and at least one year of related experience, with a post-secondary degree preferred. They need strong customer service and communication skills, Microsoft Office skills, and knowledge of banking products and processes.

  MS Office, Excel, Word, Outlook, branch software, ATM

  19d

  PIA Client Service Associate (12M STA)

  Markham, ON

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need one to two years of relevant experience, ideally in banking or administrative roles, and strong communication skills. A CIRO Investment Representative licence is required, and a college or undergraduate degree is preferred.

  Attention to detail, Customer experience, Administrative support, Documentation, Communicate with customers, Provide mentorship

  19d

  Associate Planner - Chatham, ON

  Chatham, ON +2

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  3+ YOECandidates need 3 to 5 years of banking, financial services or client-facing sales experience, plus the ability to build relationships and give investment advice. They must pass the CIRE, get licensed with CIRO, and commit to earning the CFP designation within three years.

  Financial planning, Sales, Cold calling, Community engagement, Risk management, CIRO

  19d

  Associate Planner - Hanover, ON

  Hanover, ON +1

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  3+ YOECandidates need 3 to 5 years of banking, financial services or client-facing sales experience, plus a proven ability to build relationships and give investment advice. They must pass the CIRE, register with CIRO and commit to earning the CFP designation within three years.

  Data and tech tools

  19d

  Associate Planner - Kemptville

  Kemptville, ON +1

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  3+ YOECandidates need experience in banking, financial services or client-facing sales, and the ability to build relationships and give investment advice. They must pass the CIRE before starting, be ready to register with CIRO, and commit to earning the CFP designation within three years.

  Financial planning, Sales, Cold calling, Community engagement, Risk management, CIRO

  19d

  Associate Planner - London, ON

  London, ON

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  3+ YOECandidates need 3 to 5 years of banking, financial services or client-facing sales experience, and the ability to build relationships and deliver investment advice. The Canadian Investment Regulatory Exam (CIRE) must be completed before the start date, and CFP eligibility under FP Canada rules is required.

  Data and tech tools

  19d

  Personal Banking Associate - Sherbrooke, Fleurimont (Full time)

  Sherbrooke, QC

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma or 1+ years of relevant experience, plus strong customer service, communication and organization skills. An Investment Funds Canada (IFC) or equivalent certification is required within 90 days of starting, and a post-secondary degree in a related field is preferred.

  MS Office, Excel, Outlook, Word, Branch software, Mobile banking

  19d

  Developing Investment Advisor

  Kelowna, BC

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  3+ YOECandidates need an undergraduate degree in finance, business or economics, a CIRO Registered Representative licence and 3+ years of client-facing sales experience, ideally in mutual funds or brokerage. A life insurance licence (LLQP) must be obtained within 6 months of hire.

  Coaching, Sales, Cold calling, Implement sales strategies, CIRO, CIM

  20d

  Personal Banking Associate Trainee (Full time)- St-Romuald, South shore of Quebec city

  Saint Romuald, QC

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma and/or 1+ years of relevant experience, plus a strong customer service and communication background. Investment Funds Canada (IFC) or equivalent is required within 90 days of start, and Mutual Fund licensing with CIRO may apply.

  Branch software, Mobile banking, Online banking, ATM

  20d

  Personal Banking Associate - Delson, Chayeauguay and surrounding areas (Full-time, 37.5h/week)

  Delson, QC +2

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma or 1+ years of relevant experience, plus an IFC or equivalent licence within 90 days. Strong customer service, MS Office skills and clear verbal and written communication are essential.

  MS Office, Word, Excel, Outlook, branch software, ATM

  20d

  Personal Banking Associate Trainee

  Toronto, ON

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  1+ YOECandidates need a high school diploma and at least one year of relevant experience, plus Investment Funds Canada (IFC) or equivalent within 90 days of starting. They must be fluent in Korean, comfortable with MS Office and branch software, and strong at customer service and communication.

  MS Word, MS Excel, MS Outlook, Branch software

  21d

  Financial Planner – Terrebonne

  Terrebonne, QC +1

  On-siteFull Time

  TT

  The Toronto-Dominion Bank (Canada)

  3+ YOECandidates need an IPF financial planner diploma before the start date, 3 to 5 years of banking experience, and English and French bilingualism. Registration as a Registered Representative with CIRO is required or must be obtained.

  Financial planning, Customer experience, Client relationship management, Sales, Relationship building, Reporting

• 17d

  Associate Director, Retail Equity Trading

  Toronto, ON

  

  Bank of Montreal

  7+ YOEBank of Montreal needs candidates with 7+ years of equity trading experience in a dealer, brokerage, institutional or wealth management setting. Candidates must hold the Canadian Securities Course (CSC) and the Trader Training Course (TTC) or equivalent licensing.

  Bloomberg, Moxy, Electronic routing systems, Trade surveillance tools

  19d

  Manager, Registrations

  Toronto, ON

  Full Time

  

  Bank of Montreal

  6+ YOECandidates need at least 6 years of progressive registrations experience at a securities dealer, asset manager or regulator, plus people leadership experience. Extensive knowledge of CIRO rules, National Instruments 31-103 and 33-109, and NRD filing processes is required.

  NRD

• 18d

  Senior Brokerage Operations Associate (Canada)

  Remote in Canada

  Remote

  

  Alpaca

  10+ YOECandidates need 10+ years supporting Canadian brokerage operations within a CIRO-regulated dealer, carrying broker, custodian, clearing firm or global operations team. They need depth in clearing and settlement, custody, reconciliations, or registered accounts and tax, plus practical experience with automation and AI-assisted operations and strong written communication.

  CDS / CDSX

• 19d

  AML Operations Officer III - TDJP00058886

  Toronto, ON

  $30–$37.50/hrContract

  

  Randstad Canada

  5+ YOECandidates need a bachelor's degree and at least 5 years of dedicated client onboarding AML/KYC experience, excluding transaction monitoring. Knowledge of PCMLTFA, FATCA, CRS and CIRO, Capital Markets experience, and CAMS are preferred.

  Microsoft Excel, Bloomberg, Impact, Alteryx, VBA

• 20d

  Legal/Compliance - Associate Director, Compliance

  Toronto, ON

  PU

  Purpose Unlimited

  Candidates need strong compliance expertise in the Canadian investment industry, experience managing people and programs, and the judgment to challenge business processes while working well with business leaders.

  Regulatory compliance, CIRO, Hazard assessment, Reporting, Leadership, Program management

6 companies