Wealth Compliance Advisor (Contract)
Toronto, ON +1Richardson Wealth Ltd
5+ YOECandidates need five to ten years of compliance or related experience at a CIRO-regulated investment dealer, strong written and oral communication in French, and sound judgment on regulations and supervision. Investment Representative or Registered Representative licensing with CIRO and supervisor training are expected.
Dataphile, PortfolioAid, Microsoft Office
Conseiller en conformité du patrimoine (CCP)
Montréal, QCRichardson Wealth Ltd
5+ YOE5 à 10 ans d'expérience en conformité chez un courtier OCRCVM; Excellentes aptitudes en communication écrite et orale; Compétences en gestion des relations, médiation et leadership
Dataphile, PortfolioAid, Microsoft Office