As of November 9, 2026, Jobsy lists 6 chief compliance officer jobs in Canada. The most active employers are Corporation Canadienne de Compensation de Produits Dérivés, Federation Caisses Desjardins and Objectway. Skills often requested: regulatory compliance, leadership, risk management and securities.
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10+ YOE5+ MgmtCandidates need a bachelor's degree in law, finance, business or a related field, at least ten years in compliance, legal, regulatory or risk roles, and five years in a senior compliance leadership role. They must meet NI 31-103 CCO requirements, hold the CSC and CCC or CCO qualifying exam, and have direct experience with securities regulators.
8+ YOECandidates need 8+ years in investment adviser compliance, including prior CCO or deputy CCO experience at an SEC-registered adviser. They also need fintech experience, deep knowledge of the Advisers Act, and experience supporting SEC examinations.
Objectway: Founded as a software house in 1990 in a garage, by Luigi Marciano, Objectway is a Top-100 global FinTech provider in the Banking, Wealth &…
Candidates need approval as Chief Compliance Officer under NI 31-103 and significant compliance experience in the Canadian securities industry. They must know NI 31-103, provincial securities law, CSA guidance and Client Focused Reforms, and have experience dealing with Canadian securities regulators.
Corporation Canadienne de Compensation de Produits Dérivés
10+ YOE3+ MgmtCandidates need at least 10 years of compliance experience in a regulated entity, including 3 years in a compliance leadership role. They must have proven experience liaising with financial regulators and strong communication skills for C-suite executives and Boards. French is an asset.
9+ YOE2+ MgmtZurich Canada needs a candidate with a bachelor's degree and 9+ years in compliance programs and management, plus 2+ years of people management. Strong knowledge of regulatory risk, executive presence and the ability to lead both strategically and hands-on are required.
Regulatory compliance, Risk management, Leadership, Team leadership
Candidates need CCO approval with CIRO, or current CCO registration with a CIRO-regulated dealer, plus experience in a CIRO or IIROC/MFDA firm. Strong knowledge of Canadian securities regulation and supervision is required, and experience with private placements or capital markets is highly desirable.
Regulatory compliance, CIRO, Securities, CSC, Leadership, Communication skills
Corporation Canadienne de Compensation de Produits Dérivés (1), Federation Caisses Desjardins (1), Objectway (1), Ramp (1) and Staffing In Motion (1).
What skills do chief compliance officer jobs ask for?
Postings most often mention regulatory compliance, leadership, risk management, securities, communication skills, anti-money laundering, reporting and know your customer.