Marketing Compliance Associate
Vancouver, BC$100k–$130k/yrOn-siteFull Time
C
Clarity
3+ YOECandidates need three or more years of broker-dealer or investment adviser compliance experience and direct experience reviewing marketing under FINRA Rule 2210 or SEC rules. They also need Series 7 and Series 24, or a willingness to obtain them, plus strong attention to detail and the ability to meet deadlines.
Regulatory compliance, Sales, Attention to detail, Documentation, Meet deadlines, Securities