Senior Compliance Analyst, Asset Management
Waterloo, ONEquitable CA
3+ YOECandidates need a university degree in finance, business, accounting, economics or risk management, plus 3 to 5 years of investment compliance, audit, risk or asset management experience. Strong Excel, securities regulation knowledge and experience with portfolio systems such as Finbourne, Aladdin, SimCorp One or Charles River are required.
Excel, Finbourne, BlackRock Aladdin, SimCorp One, Charles River IMS
Manager, Individual Wealth Operations
Waterloo, ONEquitable CA
Candidates need post-secondary education, preferably in business, and proven experience leading and developing high-performing teams. Working knowledge of wealth products such as segregated funds, GIAs and annuities, wealth administration systems, and financial services compliance and risk controls is required.
VAX, Ingenium, Unitrax