“CIRO Form 1” jobs in Canada

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• 21h

  Finance Manager

  York, ON

  Full Time

  TM

  The Mason Group - Strategic Search Partners

  5+ YOECandidates need 5+ years of progressive financial experience with hands-on corporate accounting, advanced Excel skills, and fluency in Mandarin and English. Familiarity with CIRO requirements and experience in a regulated financial services environment are assets.

  Microsoft Excel

• 23d

  Director of Finance - Canada Wide - Remote

  Toronto, ON

  Remote

  N

  Newton

  10+ YOECandidates need a CPA, working knowledge of IFRS, and at least 10 years of accounting experience including audit work at a national or global firm. Experience with CIRO Form 1 reporting, system conversions from Sage to QBO and advanced Excel is also expected.

  Excel, PowerPoint, Word, Sage, QBO

• 1mo

  Field Service Technician - Compressor Technic

  Drummondville, QC

  Full Time

  GC

  GEA Canada Inc.

  10+ YOEMinimum de 10 années d'expérience pertinente; Diplôme d'études secondaires ou GED; Certification ANSI/IIAR-6 requise ou à obtenir dans l'année

  P&ID, schémas électriques, outils industriels, ordinateurs

• 1mo

  Head of Finance, Canada

  Remote in Canada

  Remote

  

  Coinbase

  13+ YOECandidates need 13+ years of finance or regulatory reporting experience in Canada, including 5+ years owning CIRO Form 1 and Form 31-103F1. They also need a CPA or equivalent, expert knowledge of IFRS and NI 31-103, and enterprise-level leadership with regulator-facing judgment.

  Form 31-103F1, CIRO Form 1, IFRS reporting

• 1mo

  Operations Officer III

  Toronto, ON

  $27.64/hrContract

  

  Randstad Canada

  5+ YOECandidates need 5+ years in banking or financial operations, strong Excel skills (VLOOKUP, pivot tables, macros), reconciliation experience, and trade settlement experience with CDS and DTC. Strong written and verbal communication and attention to detail are required.

  Microsoft Excel, SharePoint, DTC PBS, OMGEO TradeSuite, CDS Arrow

• 1mo

  Manager, SCI Regulatory Reporting, GBM Finance

  Toronto, ON

  

  Scotiabank

  5+ YOEScotiabank needs a university degree in accounting, finance or a related field and at least 5 years of experience, preferably in banking or brokerage operations. Candidates need expert Broadridge and working PeopleSoft knowledge, strong CIRO regulatory understanding and clear communication skills.

  Broadridge, PeopleSoft, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft OneNote

• 1mo

  Subject Matter Expert(s) CIRO Exams

  Edmonton, AB

  RemoteContract

  

  WeKnowTraining

  7+ YOECandidates need 7 to 10+ years of industry experience, with deep expertise in one CIRO exam area and strong knowledge of CIRO/IIROC rules. Preferred credentials include LL.B/J.D., CPA, CFA, FRM, CIM, ICD.D or equivalent.

  CIRO, Regulatory compliance, Securities, Know your customer, Record keeping, Financial statements

• 1mo

  Sr Regional Branch Manager - Canada

  Toronto, ON

  Full Time

  ?

  5+ YOEPerform branch supervisory functions in accordance with regulatory and company requirements; Travel to branch locations, conduct regulatory supervision and facilitate training to ensure Approved Persons (APs) are…

  Sales, Communicate with customers, Securities, Regulatory compliance, CIRO, Decision making

8 companies