Associate
Toronto, ONRBC Dominion Securities Inc.
RBC Dominion Securities needs candidates with administrative experience, strong communication and organization skills, and proficiency in Microsoft Office. Candidates must also be progressing toward or willing to complete the Canadian Securities Course and Conduct Practices Handbook for IIROC licensing.
Microsoft Office, contact management system
Manager, Royal Mutual Funds Inc (RMFI) Surveillance
Toronto, ONRBC Dominion Securities Inc.
4+ YOECandidates need 4-6 years of experience at a financial institution or regulated securities or mutual fund dealer, knowledge of CIRO and OSC rules, and understanding of suitability and sales practices. Strong analytical, critical thinking and written and verbal communication skills are required. CSC or CPH and retail trade surveillance experience are assets.
Regulatory compliance, Auditing, Sales, Record keeping, Statistics, Reporting
Administrative Assistant
Vernon, BCRBC Dominion Securities Inc.
1+ YOECandidates need administrative experience, preferably in wealth management or finance, plus exceptional communication, organization and attention to detail. They must have completed the CIRE exam or be willing to finish it within 12 months, and be comfortable with Microsoft Office.
Microsoft Office, Excel, Contact management system
Associate
Windsor, ONRBC Dominion Securities Inc.
Candidates need strong Microsoft Office skills, excellent organization and time management, and exceptional English communication. They must also be able to complete the CIRE licensing requirement.
Microsoft Office, Excel
Investment Associate - Trading & Administration
Oakville, ONRBC Dominion Securities Inc.
Candidates need the Canadian Investment Regulatory Exam (CIRE), strong Microsoft Office and business application skills, and excellent organization and client service abilities. Strong English verbal and written communication is also required.
Microsoft Office Suite