As of November 7, 2026, Jobsy lists 25 compliance officer jobs in Canada. The median advertised pay is $86,507 a year (from 5 postings). The most active employers are CI Investments Inc., Aviso Wealth and Questrade Financial Group. Skills often requested: regulatory compliance, communication skills, csc and securities.
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3+ YOECandidates need a university degree in law, public administration, accounting or a related field, and at least three years of administrative investigation, audit or evaluation experience with written reports. They also need knowledge of administrative law, payroll accounting, strong interviewing and persuasion skills, and the ability to travel in Manitoba and obtain a security clearance.
5+ YOECandidates need 5-7 years of payments or fintech compliance experience, with hands-on Canadian FINTRAC and/or RPAA experience and strong AML/ATF program execution. Attention to detail, sound judgment and comfort in a fast-moving, international environment are essential; crypto and blockchain analytics experience is helpful.
5+ YOEBank of Montreal needs candidates with at least 5 years of compliance or regulatory experience in banking or financial services, ideally senior. Strong organizational, project coordination, and communication skills are required, along with knowledge of investment products such as equities, futures, and options.
Regulatory compliance, Reporting, Scheduling, Documentation, Hazard assessment, Decision making
5+ YOECandidates need at least 5 to 7 years in financial services and 3 to 5 years in a regulatory compliance role. Strong knowledge of provincial insurance law, PIPEDA and anti-money laundering rules, and advanced English are required, with French preferred.
2+ YOECandidates need a university degree or college diploma and 2-3 years of experience in securities registration, licensing or compliance. They should know CIRO rules, securities legislation and NRD, and be strong in Excel, Outlook and Word.
National Registration Database (NRD), Microsoft Excel, Microsoft Outlook, Microsoft Word
2+ YOECandidates need a university degree or college diploma and 2 to 4 years of financial services experience in sales, support or supervision. Compliance experience at an investment or mutual fund dealer, strong communication skills, advanced Excel and Office skills, and the Canadian Securities Course or CPH completion are assets.
2+ YOECandidates need at least 2 years of compliance experience at an investment dealer, with working knowledge of UMIR and CIRO rules. Strong written and verbal communication, analytical skills and the ability to handle multiple priorities under pressure are required; CSC and CPH are an asset.
3+ YOECandidates need at least 3 years of compliance experience in a mutual fund manager's compliance department, thorough knowledge of NI 81-102 and NI 81-105, and strong analytical and written and verbal communication skills. Post-secondary education and the CSC or CPH are an asset.
2+ YOECandidates need a university degree, college diploma or equivalent experience, prior compliance experience in a dealership setting (CIRO), 2 to 4 years in financial services, full French proficiency, and strong knowledge of securities legislation and SRO rules.
3+ YOECandidates need at least 3 years in a senior compliance role at a Canadian fintech or financial institution, plus hands-on FINTRAC experience. They need in-depth PCMLTFA knowledge, STR, UAR, EFTO and EFTI reporting experience, and familiarity with the RPAA. CAMS certification is an asset.
3+ YOECandidates need at least 3 years in a senior compliance role at a Canadian fintech or financial institution. They need hands-on FINTRAC experience, deep knowledge of PCMLTFA reporting, familiarity with the RPAA, audit leadership and strong communication skills.
Regulatory compliance, Anti-money laundering, Law enforcement, Hazard assessment, Reporting, Documentation
Aviso Wealth: As a trusted partner, Aviso Wealth provides credit unions with access to a comprehensive range of high-quality, innovative investing and wealth…
3+ YOECandidates need 3 to 5 years of compliance supervision experience in financial services, and a finance or securities degree is preferred. They must be able to be licensed with CIRO, know securities rules, and communicate fluently in English.
Microsoft Outlook, Microsoft Excel, Microsoft Word, Dataphile
Aviso Wealth: As a trusted partner, Aviso Wealth provides credit unions with access to a comprehensive range of high-quality, innovative investing and wealth…
3+ YOEAviso Wealth needs candidates with 3 to 5 years of compliance supervision experience in financial services, knowledge of securities rules, and CIRO licensing eligibility. Strong analytical skills, Microsoft Office proficiency, fluent English and a university degree in finance or securities are preferred.
Microsoft Outlook, Microsoft Excel, Microsoft Word, Dataphile
Questrade Financial Group: Questrade offers Canadians an easy way to invest in securities and foreign currency and provides online wealth management and mortgage through the…
3+ YOECandidates need a four-year degree and three to four years of compliance, financial services or regulated-industry experience. Strong Excel skills, clear communication and good judgment are needed, and knowledge of CASL, CRM systems or real estate regulation is an asset.
Microsoft Excel, CRM systems, RECO MyWeb, BCFSA IRIS, myRECA
Questrade Financial Group: Questrade offers Canadians an easy way to invest in securities and foreign currency and provides online wealth management and mortgage through the…
3+ YOECandidates need a four-year degree and three to four years of compliance, financial services or regulated-industry experience. Strong Excel skills, clear communication and good judgment are needed, and knowledge of CASL, CRM systems or real estate regulation is an asset.
Microsoft Excel, CRM systems, RECO MyWeb, BCFSA IRIS, myRECA
Financial Services Regulatory Authority of Ontario
Candidates need proven experience in a regulated financial services sector and knowledge of compliance standards, legislation and regulatory tools. Strong written and oral communication, analytical, mediation and caseload management skills are required, and accounting or audit knowledge is an asset.
Regulatory compliance, Prioritization, Consumer law, Research, Case management, Conflict management
Candidates need full bilingual French and English, experience in full-service brokerage firms, and the Canadian Securities Course. The Options Supervisors Course must be completed within 12 months of hire, and the CSI Conduct and Practices Handbook and Branch Managers Course are an asset.
4+ YOECandidates need at least 4 years of professional experience in compliance and must be able to work at least 20 hours per week, with flexibility to scale to 30+ hours. Independent, deadline-driven work is expected.
Regulatory compliance, Research, Work independently, Meet deadlines
5+ YOECandidates need five or more years of compliance or regulatory experience, a bachelor's degree or equivalent experience, and project management experience or a PMP. A HCCA or Certified Compliance & Ethics Professional credential is also required, along with a valid work permit and G driver's licence.
Candidates need securities industry compliance or branch operations experience, CIRO IR licensing, and strong communication, customer service and multitasking skills. Proficiency in MS Office and Dataphile is required, and French bilingualism is an asset.
7+ YOECandidates need a bachelor's degree, compliance or legal qualifications or equivalent experience, and at least 7 years of investment industry compliance or legal experience. Strong knowledge of Canadian securities laws, CIRO rules and TSX and Montreal Exchange requirements is required.
Financial and Consumer Services Commission: The Financial and Consumer Services Commission of New Brunswick provides New Brunswickers with the knowledge, skills, and confidence to make…
3+ YOECandidates need a university degree in business, commerce, public administration or a related field, plus 3+ years of relevant industry experience. Strong analytical, communication and organizational skills are required, with the Canadian Securities Course completed or planned.
Regulatory compliance, Securities, Consumer law, Communication skills, Market participants, Reporting
2+ YOECandidates need an undergraduate degree and 2 to 4 years of compliance, audit or supervisory experience with a Dealer Member or securities regulator. They must also hold an investment industry exam or course such as CIRE, CSC or CPH.
Regulatory compliance, CIRO, Business model, Hazard assessment, Test procedures, Scheduling
5+ YOECandidates need at least five years of related experience at a financial institution or regulated securities dealer, plus a solid understanding of equity, fixed income and derivatives trading. They also need knowledge of Canadian securities rules, strong written and spoken communication, and the ability to work both independently and in teams.