Compliance Officer
Toronto, ON +1Raymond James Ltd.
5+ YOECandidates need at least 5 years of compliance or branch operations experience in the securities industry and 2 years of derivatives experience. They must hold CIRO IR, Derivatives and Supervisors licences, and be proficient in MS Office and Dataphile.
Dataphile
Administrative Assistant
Coquitlam, BCRaymond James Ltd.
2+ YOERaymond James Ltd. needs candidates with at least 2 years of similar experience, ideally in financial services, strong written and verbal communication, attention to detail, and Microsoft Office skills. A business-related post-secondary education, completed or in its final semester, is required.
Microsoft Word, Microsoft Excel, Microsoft Outlook
Surveillant ou surveillante, Conformité de la succursale
Montréal, QC +1Raymond James Ltd.
5+ YOECandidates need five years of compliance experience at a brokerage, including two years at a member firm, plus knowledge of securities products, KYC/AML regulations and risk management. Strong Excel, Power BI and SQL skills are an asset, and fluent French and English, written and spoken, are required.
Excel, VBA, Power BI, Power Query, Power Apps, Power Automate
Branch Compliance Supervisor
Montréal, QC +1Raymond James Ltd.
5+ YOECandidates need five years in a broker-dealer compliance function, including two years at a Dealer Member, and CIRO supervisor registration. Bilingual English and French, strong analytical skills, and attention to detail are required.
Excel, Power BI, SQL, Dataphile, FactSet, Market Q
Associate Advisor/Financial Planner
Waterloo, ONRaymond James Ltd.
3+ YOERaymond James Ltd. needs candidates with at least 3 years of client-facing investment experience and CSC, CPH and WME completed. Strong Excel skills, strong communication and eligibility for CIRO registration are also required.
Microsoft Office, Excel
Administrative Assistant (Evergreen)
Toronto, ONRaymond James Ltd.
Candidates need proven administrative experience, proficiency with office equipment such as scanners and document management software, and strong organization and multitasking skills. Clear written and verbal communication and attention to detail are also required.
Scanners, Document management software
Vice-président adjoint ou vice-présidente adjointe, Planification patrimoniale
Montréal, QCRaymond James Ltd.
10+ YOECandidates need over 10 years of relevant experience in tax, finance, wealth management, insurance or estate planning, including direct client work. A university degree, a CPA designation and a recognized financial planning designation such as CFP or CFP-equivalent are required, and fluent French and English are essential.
AVP, Tax Consulting
Toronto, ON +1Raymond James Ltd.
10+ YOERaymond James Ltd. needs candidates with more than 10 years of tax, financial, estate or insurance planning experience, a CPA designation, a recognized financial planning designation such as CFP, and a university degree in business, finance or accounting. Strong client-facing, leadership and communication skills are essential.