Chief Compliance Officer, Ramp Advisory LLC
Remote in CanadaRemoteFull Time
Ramp
8+ YOECandidates need 8+ years in investment adviser compliance, including prior CCO or deputy CCO experience at an SEC-registered adviser. They also need fintech experience, deep knowledge of the Advisers Act, and experience supporting SEC examinations.
Regulatory compliance, Onboarding, Staff training, Customer experience, Anti-money laundering, Cash handling