Executive Director, Chief Compliance Officer - Canada
Toronto, ON +1On-siteFull Time
Morgan Stanley: Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management…
10+ YOECandidates need at least 10 years of compliance or related experience in financial services or at a securities regulator. Knowledge of Canadian anti-money laundering rules, Order Execution Only practices, and dealings with CIRO and FINTRAC is required, along with CIRO registration exams.
Regulatory compliance, CIRO, Securities, Anti-money laundering, Communication skills, Analytical skills