Trading Conduct Compliance Examiner (18 month contract)
Montréal, QCFull Time
C
CIRO
3+ YOECandidates need at least three years in the securities industry, ideally in compliance or a trading desk at a dealer. They need knowledge of securities rules, a solid understanding of equity and fixed income transaction processes, and full English and French bilingualism.
UMIR, IDPC Rules